A first-generation business owner who recently exited a successful venture and sought expert guidance on post-liquidity wealth structuring and investment planning.
Wealth Management Focus
- Transitioning from a business-centric approach to a diversified personal portfolio, with focus on capital preservation, liquidity planning, and structured deployment.
Challenges
- Managing sudden liquidity post-exit, with limited experience in financial assets and uncertainty around asset allocation and risk exposure.
- Absence of a long-term capital sustainability framework, aligned to retirement and lifestyle needs.
- Risk of misallocation due to absence of a structured deployment plan and overreliance on traditional instruments.
- No cohesive system to oversee, track, and manage the evolving personal wealth landscape post-exit.
- Shifting from business-led decision-making to a personal wealth management mindset.
- Tax and estate complexities post-exit.
How We Helped
- Built a comprehensive transition plan covering liquidity, taxation, and goal alignment, while guiding the shift from promoter to investor mindset.
- Developed a staggered capital deployment strategy, tailored to manage post-exit volatility, reduce concentration risk, and ensure alignment with evolving personal goals.
- Designed a phased, risk-optimized portfolio, balancing immediate stability with long-term capital appreciation through a diversified allocation path.
- Established operational discipline with seamless coordination across onboarding, reporting, compliance, and portfolio governance.
- Facilitated estate and succession planning, coordinating with external legal and tax experts to build a post-sale action plan for long-term clarity.
- Created family-linked structures including dedicated portfolios for children, gifting strategies, and aligned philanthropic planning.