• Vision
    Invest with knowledge & safety.

  • Mission
    Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.

  • To enter into an agreement with the client providing all details including fee details, aspects of Conflict of interest disclosure and maintaining confidentiality of information.

  • To do a proper and unbiased risk–profiling and suitability assessment of the client.

  • To conduct audit annually.

  • To disclose the status of complaints on its website.

  • To disclose the name, proprietor name, type of registration, registration number, validity, complete address with telephone numbers and associated SEBI Office details (i.e. Head office/ regional/ local Office) on its website.

  • To employ only qualified and certified employees.

  • To deal with clients only from official number.

  • To maintain records of interactions, with all clients including prospective clients (prior to onboarding), where any conversation related to advice has taken place.

  • To ensure that all advertisements are in adherence to the provisions of the Advertisement Code for Investment Advisers.

  • Not to discriminate in terms of services provided, among clients opting for same/similar products/services offered by investment adviser.

  • Onboarding of Clients
    • Sharing of agreement copy
    • Completing KYC of clients

  • Disclosure to Clients
    • To provide full disclosure about its business, affiliations, compensation in the agreement.

    • To not access clients accounts or holdings for offering advice.

    • To disclose the risk profile to the client.

    • To disclose any conflict of interest of the investment advisory activities with any other activities of the investment adviser.

    • To disclose the extent of use of Artificial Intelligence tools in providing investment advisory services.

  • To provide investment advice to the client based on the risk-profiling of the clients and suitability of the client.

  • To treat all advisory clients with honesty and integrity.

  • To make adequate disclosure to the investor of all material facts such as risks, obligations, costs, etc. relating to the products or securities advised by the adviser.

  • To provide clear guidance and adequate caution notice to clients when providing investment advice for dealing in complex and high-risk financial products/services.

  • To disclose the timelines for the various services provided by the investment adviser to clients and ensure adherence to the said timelines.

  1. Investor can lodge complaint/grievance against Investment Adviser in the following ways:

    2. Mode of filing the complaint with investment adviser In case of any grievance / complaint, an investor may approach the concerned Investment Adviser who shall strive to redress the grievance immediately, but not later than 21 days of the receipt of the grievance.

    Mode of filing the complaint on SCORES or with Investment Adviser Administration and Supervisory Body (IAASB)

    1. SCORES 2.0 (a web-based centralized grievance redressal system of SEBI for facilitating effective grievance redressal in a time-bound manner) https://scores.sebi.gov.in

      2. Two-level review for complaint/grievance against investment adviser:

      • First review done by designated body (IAASB)

      • Second review done by SEBI

    2. Email to designated email ID of IAASB

  2. If the Investor is not satisfied with the resolution provided by the Market Participants, then the Investor has the option to file the complaint/grievance on the SMARTODR platform for its resolution through online conciliation or arbitration.

  3. With regard to physical complaints, investors may send their complaints to:

    4. Office of Investor Assistance and Education,
    Securities and Exchange Board of India,
    SEBI Bhavan, Plot No. C4-A, ‘G’ Block,
    Bandra-Kurla Complex, Bandra (E),
    Mumbai - 400 051

  • Right to Privacy and Confidentiality

  • Right to Transparent Practices

  • Right to Fair and Equitable Treatment

  • Right to Adequate Information

  • Right to Initial and Continuing Disclosure

  • Right to receive information about all the statutory and regulatory disclosures.

  • Right to Fair & True Advertisement

  • Right to Awareness about Service Parameters and Turnaround Times

  • Right to be informed of the timelines for each service

  • Right to be Heard and Satisfactory Grievance Redressal

  • Right to have timely redressal

  • Right to Suitability of the Financial Products

  • Right to Exit from financial product or service in accordance with the terms of agreement with the investment adviser

  • Right to receive clear guidance and caution notice when dealing in complex and high-risk financial products and services

  • Additional Rights to vulnerable consumers

  • Right to get access to services in a suitable manner even if differently abled

  • Right to provide feedback on the financial products and services used

  • Right against coercive, unfair, and one-sided clauses in financial agreements

  • Do’s

    1. Always deal with SEBI registered Investment Advisers.

    2. Ensure that the Investment Adviser has a valid registration certificate.

    3. Check for SEBI registration number.
      Please refer to the list of all SEBI registered Investment Advisers which is available on SEBI website at: https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=13

    4. Pay only advisory fees to your Investment Adviser. Make payments through banking channels only and keep signed receipts with payment details. You may also use the Centralised Fee Collection Mechanism (CeFCOM) of IAASB if available.

    5. Always ask for your risk profiling before accepting investment advice. Insist on advice based only on your risk profile and investment alternatives.

    6. Ask all relevant questions and clear your doubts before acting on advice.

    7. Assess the risk–return profile, liquidity, and safety of any investment before investing.

    8. Insist on written and signed terms and conditions. Read them carefully—especially advisory fees, plans, recommendations, etc.

    9. Be vigilant in your transactions.

    10. Approach appropriate authorities for grievance redressal.

    11. Inform SEBI if any Investment Adviser offers assured or guaranteed returns.

    12. Always be aware and beware of fraudulent Investment Advisers.
    13. Always be aware that you have the right to seek clarifications and clear guidance on advice.

    14. Always be aware that you have the right to provide feedback to the Investment Adviser in respect of services received.

    15. Always be aware that you will not be bound by any clause, prescribed by the investment adviser, which is contravening any regulatory provisions.

  • Don’ts

    1. Don’t fall for stock tips under the pretext of investment advice.

    2. Do not provide funds for investment to the Investment Adviser.

    3. Don’t believe promises of assured, indicative, or exorbitant returns. Don’t let greed drive investment decisions.

    4. Don’t fall prey to luring advertisements or market rumors.
    5. Avoid acting solely on phone calls or messages from any adviser or representative.

    6. Don’t act due to repeated calls or messages by advisers.

    7. Do not fall for limited-time discounts, incentives, or gifts from advisers.

    8. Don’t rush into investments that don’t match your risk appetite or financial goals.

    9. Never share your login credentials or passwords for trading, demat, or bank accounts with any adviser.

At AssetZ Premier Wealth Advisory Pvt Ltd, we place the highest importance on investor service. Our goal is to ensure every client query or concern is handled with fairness, transparency, and timeliness. We recognise that effective grievance redressal is an essential part of building long-term trust.

  • Clients will be treated fairly at all times.

  • Complaints will be addressed courteously and within defined timelines.

  • Every query will be handled efficiently and without prejudice.

  • We will use grievance feedback to strengthen our service standards.

Step 1: Escalation to Compliance Officer

Clients may raise queries or complaints through email or phone.
Contact Number: +91 99413 24991
E-mail: compliance.assetz@gmail.com

Step 2: Escalation to Principal Officer

If not satisfied with the initial resolution, clients may escalate to:
Contact Number: +91 98410 45888
E-mail: advisor.assetz@gmail.com

Step 3: Further Escalation to SEBI

If not satisfied with our response, clients may lodge their grievance with SEBI through the SCORES portal at https://scores.sebi.gov.in
SCORES is also available as a mobile app on both Android and iOS.

In case the grievance is still not resolved, investors can also escalate the dispute on SEBI’s SMART ODR Portal at https://smartodr.in.

Acknowledgement of complaints: within 3 working days.

Resolution of complaints: within 10 working days.

We maintain the highest professional and ethical standards in our advisory practice, ensuring confidentiality, transparency, and strict compliance with SEBI regulations.

An investment adviser shall act honestly, fairly and in the best interests of its clients and in the integrity of the market.

An investment adviser shall act with due skill, care and diligence in the best interests of its clients and shall ensure that its advice is offered after thorough analysis and taking into account available alternatives.

An investment adviser shall have and employ effectively appropriate resources and procedures which are needed for the efficient performance of its business activities.

An investment adviser shall seek from its clients, information about their financial situation, investment experience and investment objectives relevant to the services to be provided and maintain confidentiality of such information.

An investment adviser shall make adequate disclosures of relevant material information while dealing with its clients.

An investment adviser advising a client may charge fees, subject to any ceiling as may be specified by the Board. The investment adviser shall ensure that fees charged to the clients is fair and reasonable.

An investment adviser shall try to avoid conflicts of interest as far as possible and when they cannot be avoided, it shall ensure that appropriate disclosures are made to the clients and that the clients are fairly treated.

An investment adviser including its partners, principal officer and persons associated with investment advice shall comply with all regulatory requirements applicable to the conduct of its business activities so as to promote the best interests of clients and the integrity of the market.

The senior management of a body corporate which is registered as investment adviser shall bear primary responsibility for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures by the body corporate.

COMPLAINT DATA TO BE DISPLAYED BY IAs

Formats for investor complaints data to be disclosed monthly by IAs on their website and mobile applications:

Complaint Data Table

Sr. No. Received from Pending at end of last month Received Resolved * Total Pending Pending complaints > 3 months Average Resolution time^ (days)
1 Directly from Investors
2 SEBI (SCORES)
3 Other Sources (if any)
Grand Total

Number of complaints received during the month against the IA due to impersonation by some other entity:

Note: In case of any complaints received against the IA due to impersonation by another entity, the IA may adjust the number of such complaints from the total received/resolved complaints in the table. The IA must close such complaints after following SEBI/IAASB’s due process.

* Inclusive of complaints from previous months resolved this month.

# Inclusive of complaints pending as of the last day of the month.

^ Average Resolution Time = (Sum of days taken to resolve complaints in current month) ÷ (Number of complaints resolved in current month).

Prepared in accordance with SEBI (Investment Advisers) Regulations, 2013

The particulars given in this Disclosure Document have been prepared in accordance with the SEBI (Investment Advisers) Regulations, 2013.

The purpose of this document is to provide essential information about the Investment Advisory services offered, to assist and enable prospective clients in making an informed decision before engaging the Investment Adviser.

For the purpose of this Disclosure Document, the “Investment Adviser” is AssetZ Premier Wealth Advisory Pvt Ltd (“the Adviser”).

History, Present Business and Background

AssetZ Premier Wealth Advisory Pvt Ltd is registered with SEBI as an Investment Adviser with Registration No. INA200015671 and holds membership with BSE Administration and Supervision Ltd. (BASL Membership No. 1133).

The Adviser’s focus is to provide independent, research-driven investment advice to clients. The Adviser aligns its interests with those of the client and seeks to provide suitable advice based on the client’s risk profile, return expectations, and financial goals.

Advisory services include asset allocation guidance, portfolio monitoring, and periodic reviews with recommendations for corrective actions where required.

Terms and Conditions of Advisory Services

The detailed terms and conditions of advisory services are provided in the Client Agreement.

Disciplinary History

  • No penalties or directions have been issued by SEBI under the SEBI Act or Regulations made thereunder against the Investment Adviser relating to investment advisory services.
  • There are no pending material litigations, legal proceedings, findings of inspections, or investigations for which action has been taken or initiated by any regulatory authority.

Affiliations with Other Intermediaries

The Investment Adviser has no affiliation with any other SEBI-registered intermediaries.

The Investment Adviser and its associates may hold positions in financial products or securities that may also be advised to clients. Such holdings, if relevant, shall be disclosed to clients at the time of advice.

The Investment Adviser has no actual or potential conflicts of interest that may compromise its objectivity or independence in carrying on investment advisory services. If any conflict of interest arises, the same shall be disclosed to the client at the relevant time.

Clients are requested to carefully review the key features, performance track record, risks, disclaimers, and other material facts relating to any product or security before investing.

The Investment Adviser draws the client’s attention to the risks associated with investing in securities. Disclaimers and risk factors mentioned in product documents and advertising material must be carefully read before making any investment decision.

If the Investment Adviser or its associates/relatives hold or take a position in a security that is also being advised, they shall not undertake a contra/reverse trade in that security for a period of 30 days from the date of such advice.

Investment in securities markets is subject to market risks. Clients should read all related documents carefully before investing.

“Registration granted by SEBI, and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:

Trend of annual disposal of complaints

Sr. No. Year Compliance Audit Status Remarks
1 2021-22 NA
2 2022-23 NA
3 2023-24 NA
4 20XX-XX NA
Grand Total

* Inclusive of complaints of previous years resolved in the current year

# Inclusive of complaints pending as on the last day of the year

AssetZ Premier Wealth Advisory Pvt Ltd provides financial planning and investment advisory services on a fee-only basis, using direct plans and non-commission products wherever available. Clients are under no obligation to avail distribution or execution services through AssetZ Premier Wealth Advisory Pvt Ltd. If clients choose to do so, AssetZ Premier Wealth Advisory Pvt Ltd or its affiliates may receive commission, brokerage, or referral income, which will be disclosed as applicable.

  • Vision
    Invest with knowledge & safety.

  • Mission
    Every investor should be able to invest in the right investment products based on their needs, manage and monitor them to meet their goals, access reports, and enjoy financial wellness.

  • To enter into an agreement with the client providing all details including fee details, aspects of Conflict of interest disclosure and maintaining confidentiality of information.

  • To do a proper and unbiased risk–profiling and suitability assessment of the client.

  • To conduct audit annually.

  • To disclose the status of complaints on its website.

  • To disclose the name, proprietor name, type of registration, registration number, validity, complete address with telephone numbers and associated SEBI Office details (i.e. Head office/ regional/ local Office) on its website.

  • To employ only qualified and certified employees.

  • To deal with clients only from official number.

  • To maintain records of interactions, with all clients including prospective clients (prior to onboarding), where any conversation related to advice has taken place.

  • To ensure that all advertisements are in adherence to the provisions of the Advertisement Code for Investment Advisers.

  • Not to discriminate in terms of services provided, among clients opting for same/similar products/services offered by investment adviser.

  • Onboarding of Clients
    • Sharing of agreement copy
    • Completing KYC of clients

  • Disclosure to Clients
    • To provide full disclosure about its business, affiliations, compensation in the agreement.

    • To not access clients accounts or holdings for offering advice.

    • To disclose the risk profile to the client.

    • To disclose any conflict of interest of the investment advisory activities with any other activities of the investment adviser.

    • To disclose the extent of use of Artificial Intelligence tools in providing investment advisory services.

  • To provide investment advice to the client based on the risk-profiling of the clients and suitability of the client.

  • To treat all advisory clients with honesty and integrity.

  • To make adequate disclosure to the investor of all material facts such as risks, obligations, costs, etc. relating to the products or securities advised by the adviser.

  • To provide clear guidance and adequate caution notice to clients when providing investment advice for dealing in complex and high-risk financial products/services.

  • To disclose the timelines for the various services provided by the investment adviser to clients and ensure adherence to the said timelines.

  1. Investor can lodge complaint/grievance against Investment Adviser in the following ways:

    2. Mode of filing the complaint with investment adviser In case of any grievance / complaint, an investor may approach the concerned Investment Adviser who shall strive to redress the grievance immediately, but not later than 21 days of the receipt of the grievance.

    Mode of filing the complaint on SCORES or with Investment Adviser Administration and Supervisory Body (IAASB)

    1. SCORES 2.0 (a web-based centralized grievance redressal system of SEBI for facilitating effective grievance redressal in a time-bound manner) https://scores.sebi.gov.in

      2. Two-level review for complaint/grievance against investment adviser:

      • First review done by designated body (IAASB)

      • Second review done by SEBI

    2. Email to designated email ID of IAASB

  2. If the Investor is not satisfied with the resolution provided by the Market Participants, then the Investor has the option to file the complaint/grievance on the SMARTODR platform for its resolution through online conciliation or arbitration.

  3. With regard to physical complaints, investors may send their complaints to:

    4. Office of Investor Assistance and Education,
    Securities and Exchange Board of India,
    SEBI Bhavan, Plot No. C4-A, ‘G’ Block,
    Bandra-Kurla Complex, Bandra (E),
    Mumbai - 400 051

  • Right to Privacy and Confidentiality

  • Right to Transparent Practices

  • Right to Fair and Equitable Treatment

  • Right to Adequate Information

  • Right to Initial and Continuing Disclosure

  • Right to receive information about all the statutory and regulatory disclosures.

  • Right to Fair & True Advertisement

  • Right to Awareness about Service Parameters and Turnaround Times

  • Right to be informed of the timelines for each service

  • Right to be Heard and Satisfactory Grievance Redressal

  • Right to have timely redressal

  • Right to Suitability of the Financial Products

  • Right to Exit from financial product or service in accordance with the terms of agreement with the investment adviser

  • Right to receive clear guidance and caution notice when dealing in complex and high-risk financial products and services

  • Additional Rights to vulnerable consumers

  • Right to get access to services in a suitable manner even if differently abled

  • Right to provide feedback on the financial products and services used

  • Right against coercive, unfair, and one-sided clauses in financial agreements

  • Do’s

    1. Always deal with SEBI registered Investment Advisers.

    2. Ensure that the Investment Adviser has a valid registration certificate.

    3. Check for SEBI registration number.
      Please refer to the list of all SEBI registered Investment Advisers which is available on SEBI website at: https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=13

    4. Pay only advisory fees to your Investment Adviser. Make payments through banking channels only and keep signed receipts with payment details. You may also use the Centralised Fee Collection Mechanism (CeFCOM) of IAASB if available.

    5. Always ask for your risk profiling before accepting investment advice. Insist on advice based only on your risk profile and investment alternatives.

    6. Ask all relevant questions and clear your doubts before acting on advice.

    7. Assess the risk–return profile, liquidity, and safety of any investment before investing.

    8. Insist on written and signed terms and conditions. Read them carefully—especially advisory fees, plans, recommendations, etc.

    9. Be vigilant in your transactions.

    10. Approach appropriate authorities for grievance redressal.

    11. Inform SEBI if any Investment Adviser offers assured or guaranteed returns.

    12. Always be aware and beware of fraudulent Investment Advisers.
    13. Always be aware that you have the right to seek clarifications and clear guidance on advice.

    14. Always be aware that you have the right to provide feedback to the Investment Adviser in respect of services received.

    15. Always be aware that you will not be bound by any clause, prescribed by the investment adviser, which is contravening any regulatory provisions.

  • Don’ts

    1. Don’t fall for stock tips under the pretext of investment advice.

    2. Do not provide funds for investment to the Investment Adviser.

    3. Don’t believe promises of assured, indicative, or exorbitant returns. Don’t let greed drive investment decisions.

    4. Don’t fall prey to luring advertisements or market rumors.
    5. Avoid acting solely on phone calls or messages from any adviser or representative.

    6. Don’t act due to repeated calls or messages by advisers.

    7. Do not fall for limited-time discounts, incentives, or gifts from advisers.

    8. Don’t rush into investments that don’t match your risk appetite or financial goals.

    9. Never share your login credentials or passwords for trading, demat, or bank accounts with any adviser.

At AssetZ Premier Wealth Advisory Pvt Ltd, we place the highest importance on investor service. Our goal is to ensure every client query or concern is handled with fairness, transparency, and timeliness. We recognise that effective grievance redressal is an essential part of building long-term trust.

  • Clients will be treated fairly at all times.

  • Complaints will be addressed courteously and within defined timelines.

  • Every query will be handled efficiently and without prejudice.

  • We will use grievance feedback to strengthen our service standards.

Step 1: Escalation to Compliance Officer

Clients may raise queries or complaints through email or phone.
Contact Number: +91 99413 24991
E-mail: compliance.assetz@gmail.com

Step 2: Escalation to Principal Officer

If not satisfied with the initial resolution, clients may escalate to:
Contact Number: +91 98410 45888
E-mail: advisor.assetz@gmail.com

Step 3: Further Escalation to SEBI

If not satisfied with our response, clients may lodge their grievance with SEBI through the SCORES portal at https://scores.sebi.gov.in
SCORES is also available as a mobile app on both Android and iOS.

In case the grievance is still not resolved, investors can also escalate the dispute on SEBI’s SMART ODR Portal at https://smartodr.in.

Acknowledgement of complaints: within 3 working days.

Resolution of complaints: within 10 working days.

We maintain the highest professional and ethical standards in our advisory practice, ensuring confidentiality, transparency, and strict compliance with SEBI regulations.

An investment adviser shall act honestly, fairly and in the best interests of its clients and in the integrity of the market.

An investment adviser shall act with due skill, care and diligence in the best interests of its clients and shall ensure that its advice is offered after thorough analysis and taking into account available alternatives.

An investment adviser shall have and employ effectively appropriate resources and procedures which are needed for the efficient performance of its business activities.

An investment adviser shall seek from its clients, information about their financial situation, investment experience and investment objectives relevant to the services to be provided and maintain confidentiality of such information.

An investment adviser shall make adequate disclosures of relevant material information while dealing with its clients.

An investment adviser advising a client may charge fees, subject to any ceiling as may be specified by the Board. The investment adviser shall ensure that fees charged to the clients is fair and reasonable.

An investment adviser shall try to avoid conflicts of interest as far as possible and when they cannot be avoided, it shall ensure that appropriate disclosures are made to the clients and that the clients are fairly treated.

An investment adviser including its partners, principal officer and persons associated with investment advice shall comply with all regulatory requirements applicable to the conduct of its business activities so as to promote the best interests of clients and the integrity of the market.

The senior management of a body corporate which is registered as investment adviser shall bear primary responsibility for ensuring the maintenance of appropriate standards of conduct and adherence to proper procedures by the body corporate.

COMPLAINT DATA TO BE DISPLAYED BY IAs

Formats for investor complaints data to be disclosed monthly by IAs on their website and mobile applications:

Complaint Data Table

Sr. No. Received from Pending at end of last month Received Resolved * Total Pending Pending complaints > 3 months Average Resolution time^ (days)
1 Directly from Investors
2 SEBI (SCORES)
3 Other Sources (if any)
Grand Total

Number of complaints received during the month against the IA due to impersonation by some other entity:

Note: In case of any complaints received against the IA due to impersonation by another entity, the IA may adjust the number of such complaints from the total received/resolved complaints in the table. The IA must close such complaints after following SEBI/IAASB’s due process.

* Inclusive of complaints from previous months resolved this month.

# Inclusive of complaints pending as of the last day of the month.

^ Average Resolution Time = (Sum of days taken to resolve complaints in current month) ÷ (Number of complaints resolved in current month).

Prepared in accordance with SEBI (Investment Advisers) Regulations, 2013

The particulars given in this Disclosure Document have been prepared in accordance with the SEBI (Investment Advisers) Regulations, 2013.

The purpose of this document is to provide essential information about the Investment Advisory services offered, to assist and enable prospective clients in making an informed decision before engaging the Investment Adviser.

For the purpose of this Disclosure Document, the “Investment Adviser” is AssetZ Premier Wealth Advisory Pvt Ltd (“the Adviser”).

History, Present Business and Background

AssetZ Premier Wealth Advisory Pvt Ltd is registered with SEBI as an Investment Adviser with Registration No. INA200015671 and holds membership with BSE Administration and Supervision Ltd. (BASL Membership No. 1133).

The Adviser’s focus is to provide independent, research-driven investment advice to clients. The Adviser aligns its interests with those of the client and seeks to provide suitable advice based on the client’s risk profile, return expectations, and financial goals.

Advisory services include asset allocation guidance, portfolio monitoring, and periodic reviews with recommendations for corrective actions where required.

Terms and Conditions of Advisory Services

The detailed terms and conditions of advisory services are provided in the Client Agreement.

Disciplinary History

  • No penalties or directions have been issued by SEBI under the SEBI Act or Regulations made thereunder against the Investment Adviser relating to investment advisory services.
  • There are no pending material litigations, legal proceedings, findings of inspections, or investigations for which action has been taken or initiated by any regulatory authority.

Affiliations with Other Intermediaries

The Investment Adviser has no affiliation with any other SEBI-registered intermediaries.

The Investment Adviser and its associates may hold positions in financial products or securities that may also be advised to clients. Such holdings, if relevant, shall be disclosed to clients at the time of advice.

The Investment Adviser has no actual or potential conflicts of interest that may compromise its objectivity or independence in carrying on investment advisory services. If any conflict of interest arises, the same shall be disclosed to the client at the relevant time.

Clients are requested to carefully review the key features, performance track record, risks, disclaimers, and other material facts relating to any product or security before investing.

The Investment Adviser draws the client’s attention to the risks associated with investing in securities. Disclaimers and risk factors mentioned in product documents and advertising material must be carefully read before making any investment decision.

If the Investment Adviser or its associates/relatives hold or take a position in a security that is also being advised, they shall not undertake a contra/reverse trade in that security for a period of 30 days from the date of such advice.

Investment in securities markets is subject to market risks. Clients should read all related documents carefully before investing.

“Registration granted by SEBI, and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.”

Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:

Trend of annual disposal of complaints

Sr. No. Year Compliance Audit Status Remarks
1 2021-22 NA
2 2022-23 NA
3 2023-24 NA
4 20XX-XX NA
Grand Total

* Inclusive of complaints of previous years resolved in the current year

# Inclusive of complaints pending as on the last day of the year

AssetZ Premier Wealth Advisory Pvt Ltd provides financial planning and investment advisory services on a fee-only basis, using direct plans and non-commission products wherever available. Clients are under no obligation to avail distribution or execution services through AssetZ Premier Wealth Advisory Pvt Ltd. If clients choose to do so, AssetZ Premier Wealth Advisory Pvt Ltd or its affiliates may receive commission, brokerage, or referral income, which will be disclosed as applicable.

Disclaimers: underline

AssetZ Premier Wealth Advisory Pvt Ltd is registered with AMFI as a Mutual Fund Distributor (ARN - 51487). The services offered are distribution in nature and do not constitute investment advice.

Mutual Fund investments are subject to market risks, read all scheme related documents carefully.

For further details, please contact us at:

avp@assetzpremier.com

91 73582 39603